A declaration mechanism for break-glass when the patient cannot consent and the requester is outside any facility.
Status: draft for comment. Author: Anand Rajan. Date: 2026-09-25. Deliberately short. If this grows past four pages before someone outside has commented on it, that is scope creep, not progress.
Keywords MUST, SHOULD and MAY are used as in RFC 2119.
Consent frameworks define what happens once break-glass is declared, but not how it is declared or by whom. IHE’s Privacy Consent on FHIR profile carries this as an open issue: break-glass provisions exist, and there is no clear way to declare break-glass. Every candidate mechanism in that discussion assumes the declaring party is the requesting user, inside an organisation whose authorization server can assert that they hold the privilege.
Outside a facility that assumption fails. At a roadside there is no prior relationship, no client registration, and in India no registry against which a first responder can be verified, although clinicians can be verified through the national professional registry.
The patient names delegates in advance. A minimal public tier is always readable without anyone’s approval. Anything beyond it is released only when a delegate declares the emergency from their own authenticated device, which produces a short-lived signed grant that the requester presents. Every release is written to an append-only log the patient and delegates can read.
In scope: the declaration act, who may perform it, the evidence it produces, what must be logged, and the behaviour when nobody answers.
Out of scope: the record format (use IPS, and in India the Indian Patient Summary in the ABDM FHIR IG), transport, storage design (a separate note), responder identity proofing, and clinical decisions about what belongs in each tier.
| Tier | Contents | Release rule |
|---|---|---|
| T0 Public | Name, blood group, allergies, current medication, emergency contacts | Always readable. No approval, no network. Keep it small enough to hand to a stranger |
| T1 Responder | Conditions, implants, recent events, insurance and policy identifiers | One delegate approval |
| T2 Clinical | History, documents, results | One delegate approval and a Requester whose clinician identity is verifiable |
| T3 Full | Everything, including family history | Subject only, or a legally recognised representative |
T0 MUST be minimal by construction. Its protection is editorial, not cryptographic: anything in T0 is visible to whoever holds the phone.
The Subject MUST be able to:
Where a consent resource is used, Delegates SHOULD be expressed as consent actors with an appropriate role rather than as a new resource type.
Step 6 is not optional. A Delegate who was asleep MUST be able to see in the morning what was released and by whom.
A grant is a signed object carrying at least:
| Claim | Meaning |
|---|---|
sub |
the Subject |
declared_by |
the Delegate’s identifier and key reference |
requester_claim |
the identity the Requester asserted, verbatim |
tier |
the tier authorised |
purpose |
break-glass purpose of use |
nbf / exp |
validity, in minutes, not hours. Default 30 minutes |
jti |
unique identifier, for replay prevention and audit correlation |
sig |
the Delegate’s signature |
Constraints:
Every release MUST write an entry containing: timestamp, tier, grant jti,
the Delegate who declared, the Requester’s claimed identity, the enforcement
point, and whether the release was completed or aborted.
The log MUST be append-only and tamper-evident. A hash chain, where each entry carries the hash of the previous one, is sufficient; a chain root MAY be published externally, and personal data MUST NOT be.
The Subject and every Delegate MUST be able to read the whole log.
This is the case that decides whether the design is honest.
| Threat | Response |
|---|---|
| Fake responder requests T1 | Delegate sees the claim and decides; T0 alone is exposed by default |
| Delegate is coerced by someone at the scene | Every Delegate is notified of every release; a second approval MAY be required for T2 |
| Compromised Delegate device | Revocation is immediate on the Holder; grants are short-lived and single-use |
| Grant replayed later | jti and exp enforced at the enforcement point |
| Holder lost or stolen | Hardware-backed keys, released only after user authentication, with per-operation authorisation for bulk release |
| Subject wants it all erased | No custodian holds records; deletion is local and key destruction is final |